Secure Investment Management, LLC
Registered investment adviser · Tucson, AZ · CRD #141195
Form ADV data as of 2026-09-01Regulatory assets
$42.9 million
Total accounts
942
Employees
31
Disclosure events
1
Firm details
- Website: https://jlbfinancialinc.com
- Telephone: 520-333-4719
- SEC file number: 801-80752
- Most recent Form ADV filing: 2026-08-14
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Another regulator found a violation of investment-related regulations or statutes
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $42.9 million |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $42.9 million |
| Discretionary accounts | 942 |
| Non-discretionary accounts | 0 |
| Total accounts | 942 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 31 |
| Employees performing investment advisory functions (including research) | 20 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 5 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 21 |
| Firms or persons who solicit advisory clients on the firm's behalf | 1 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 1 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 938 | $37.4 million |
| High net worth individuals | 4 | $5.5 million |