Sound Financial Strategies Group, LLC

Registered investment adviser · Madison, MS · CRD #286261

Form ADV data as of 2026-09-01

Regulatory assets

$217.7 million

Total accounts

923

Employees

Disclosure events

Firm details

Website: https://www.facebook.com/soundfsg
Telephone: 601-856-3825
SEC file number: 801-108894
Most recent Form ADV filing: 2026-03-19
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 2 disclosure questions answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

A court enjoined the firm in connection with investment-related activity (past 10 years)
Currently subject to a civil proceeding that could result in a disclosure under 11.H.(1)

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$217.7 million
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$217.7 million
Discretionary accounts	923
Non-discretionary accounts	0
Total accounts	923
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	7
Employees performing investment advisory functions (including research)	4
Employees who are registered representatives of a broker-dealer	2
Employees registered as investment adviser representatives with a state	4
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	3
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	2

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)Commissions

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops

Other business activities

Registered representative of a broker-dealerInsurance broker or agent

Affiliated related persons

Insurance company or agency

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	560	$101.6 million
High net worth individuals	30	$30.6 million
Corporations or other businesses not listed above	3	$85.5 million