Ssga Funds Management, Inc.

Registered investment adviser · Boston, MA · CRD #111242

Form ADV data as of 2026-09-01

Regulatory assets

$1.42 trillion

Total accounts

287

Employees

241

Disclosure events

Firm details

Telephone: 617-786-3000
SEC file number: 801-60103
Most recent Form ADV filing: 2026-08-28
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 2 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Charged with a felony (past 10 years)
Currently subject to a civil proceeding that could result in a disclosure under 11.H.(1)

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$1.42 trillion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$1.42 trillion
Discretionary accounts	287
Non-discretionary accounts	0
Total accounts	287
Regulatory assets under management attributable to non-U.S. persons	$38.99 billion

People

Total employees (excluding clerical)	241
Employees performing investment advisory functions (including research)	220
Employees who are registered representatives of a broker-dealer	5
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$1.15 billion
Clients for whom the firm has custody	2
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$14.62 billion
Clients for whom a related person has custody	7
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	Yes
Number of persons acting as qualified custodians for the firm's clients	1

How the firm is compensated

A percentage of assets under management

Advisory services offered

Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Other

Other business activities

Commodity pool operator or commodity trading advisor

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Registered security-based swap dealerCommodity pool operator or commodity trading advisorBanking or thrift institutionTrust companyInsurance company or agencyPension consultantSponsor or syndicator of limited partnershipsSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Recommends securities for which it serves as underwriter or general partner
Receives soft dollar benefits
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Investment companies	264	$1.37 trillion
Pooled investment vehicles (other than investment companies and BDCs)	16	$38.02 billion
Pension and profit sharing plans (not the participants or government plans)	8	$14.39 billion
Other	51	$0