Adviser Record

Strategic Wealth Capital

Registered investment adviser · San Francisco, CA · CRD #326299

Form ADV data as of 2026-09-01
Regulatory assets
$238.4 million
Total accounts
370
Employees
5
Disclosure events
0

Firm details

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management servicesYes
Discretionary regulatory assets under management$238.4 million
Non-discretionary regulatory assets under management$0
Total regulatory assets under management$238.4 million
Discretionary accounts370
Non-discretionary accounts0
Total accounts370
Regulatory assets under management attributable to non-U.S. persons$0

People

Total employees (excluding clerical)5
Employees performing investment advisory functions (including research)2
Employees who are registered representatives of a broker-dealer0
Employees registered as investment adviser representatives with a state2
Employees registered as IARs for another investment adviser0
Employees who are licensed insurance agents0
Firms or persons who solicit advisory clients on the firm's behalf0

Custody

Has custody of client cash or bank accountsNo
Has custody of client securitiesNo
A related person has custody of client cash or bank accountsNo
A related person has custody of client securitiesNo
The firm acts as a qualified custodianNo
A related person acts as a qualified custodianNo

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesEducational seminars/workshops

Client types

Type of clientClientsAssets
Individuals (other than high net worth individuals)51$78.6 million
High net worth individuals14$153.9 million
Corporations or other businesses not listed above1$5.9 million