Swbc Investment Company

Registered investment adviser · San Antonio, TX · CRD #140994

Form ADV data as of 2026-09-01

Regulatory assets

$256.0 million

Total accounts

494

Employees

Disclosure events

Firm details

Website: https://www.swbc.com
Telephone: 210-376-3279
SEC file number: 801-68054
Most recent Form ADV filing: 2026-03-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$197.5 million
Non-discretionary regulatory assets under management	$58.5 million
Total regulatory assets under management	$256.0 million
Discretionary accounts	470
Non-discretionary accounts	24
Total accounts	494
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	33
Employees performing investment advisory functions (including research)	17
Employees who are registered representatives of a broker-dealer	28
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	9
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	No
Client funds and securities held in a related person's custody	$6.2 million
Clients for whom a related person has custody	8
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	2

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)Other

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsOther

Other business activities

Broker-dealer (registered or unregistered)Registered representative of a broker-dealerInsurance broker or agentOther financial product salesperson

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Insurance company or agencyPension consultantSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys securities from or sells securities to advisory clients (principal transactions)
Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	391	$19.4 million
High net worth individuals	79	$178.1 million
Pooled investment vehicles (other than investment companies and BDCs)	8	$6.2 million
Other	16	$52.2 million