Swiss Usadvisors
Registered investment adviser · Zurich · CRD #158706
Form ADV data as of 2026-09-01Regulatory assets
$250.0 million
Total accounts
100
Employees
4
Disclosure events
1
Firm details
- Website: http://www.swiss-usadvisors.ch
- Telephone: 41 58 680 36 44
- SEC file number: 801-72787
- Most recent Form ADV filing: 2026-02-25
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- A self-regulatory organization expelled, suspended, barred, or restricted the firm
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $250.0 million |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $250.0 million |
| Discretionary accounts | 100 |
| Non-discretionary accounts | 0 |
| Total accounts | 100 |
| Regulatory assets under management attributable to non-U.S. persons | $250.0 million |
People
| Total employees (excluding clerical) | 4 |
| Employees performing investment advisory functions (including research) | 2 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Receives soft dollar benefits
Client types
| Type of client | Clients | Assets |
|---|---|---|
| High net worth individuals | 100 | $250.0 million |