Tcw Pt Management Company LLC

Registered investment adviser · Los Angeles, CA · CRD #333068

Form ADV data as of 2026-09-01

Regulatory assets

$2.70 billion

Total accounts

Employees

344

Disclosure events

Firm details

Website: http://www.tcw.com
Telephone: 213-244-0000
SEC file number: 801-131519
Most recent Form ADV filing: 2026-05-05
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$2.70 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$2.70 billion
Discretionary accounts	5
Non-discretionary accounts	0
Total accounts	5
Regulatory assets under management attributable to non-U.S. persons	$499.3 million

People

Total employees (excluding clerical)	344
Employees performing investment advisory functions (including research)	38
Employees who are registered representatives of a broker-dealer	68
Employees registered as investment adviser representatives with a state	20
Employees registered as IARs for another investment adviser	20
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$1.53 billion
Clients for whom a related person has custody	2
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	1

How the firm is compensated

A percentage of assets under managementPerformance-based fees

Advisory services offered

Portfolio management for investment companiesPortfolio management for pooled investment vehicles

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorInsurance company or agencyReal estate broker or dealerSponsor or syndicator of limited partnershipsSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Receives soft dollar benefits
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Business development companies	1	$668.4 million
Pooled investment vehicles (other than investment companies and BDCs)	4	$2.03 billion