Texas Capital Bank Private Wealth Advisors

Registered investment adviser · Dallas, TX · CRD #298422

Form ADV data as of 2026-09-01

Regulatory assets

$4.19 billion

Total accounts

2,251

Employees

Disclosure events

Firm details

Website: https://twitter.com/tcbcio
Telephone: 945-229-5873
SEC file number: 801-114364
Most recent Form ADV filing: 2026-06-16
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$3.36 billion
Non-discretionary regulatory assets under management	$830.4 million
Total regulatory assets under management	$4.19 billion
Discretionary accounts	1,710
Non-discretionary accounts	541
Total accounts	2,251
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	64
Employees performing investment advisory functions (including research)	39
Employees who are registered representatives of a broker-dealer	39
Employees registered as investment adviser representatives with a state	47
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	11
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	No
Client funds and securities held in the firm's custody	$115.3 million
Clients for whom the firm has custody	20
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	No
Client funds and securities held in a related person's custody	$115.3 million
Clients for whom a related person has custody	20
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	1

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerRegistered municipal advisorBanking or thrift institutionInsurance company or agencyPension consultant

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities for which it serves as underwriter or general partner
Brokers or dealers selected under 8.C.(3) are related persons
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
High net worth individuals	501	$2.18 billion
Banking or thrift institutions	47	$418.0 million
Investment companies	1	$239.9 million
Charitable organizations	58	$232.8 million
Corporations or other businesses not listed above	128	$1.12 billion