Texas Financial Advisory

Registered investment adviser · San Antonio, TX · CRD #306413

Form ADV data as of 2026-09-01

Regulatory assets

$117.9 million

Total accounts

633

Employees

Disclosure events

Firm details

Website: https://www.facebook.com/txfinadv
Telephone: (210) 530-1292
SEC file number: 801-128701
Most recent Form ADV filing: 2024-12-22
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 5 disclosure questions answered Yes, covering 5 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
Another regulator found a violation of investment-related regulations or statutes
Another regulator found the firm caused a business to lose or have its authorization restricted
Another regulator entered an order in connection with investment-related activity (past 10 years)
Another regulator denied, suspended, or revoked a registration or restricted activity

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$0
Non-discretionary regulatory assets under management	$117.9 million
Total regulatory assets under management	$117.9 million
Discretionary accounts	0
Non-discretionary accounts	633
Total accounts	633
Regulatory assets under management attributable to non-U.S. persons	$201,759

People

Total employees (excluding clerical)	7
Employees performing investment advisory functions (including research)	5
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	5
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	6
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementHourly charges

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshopsOther

Affiliated related persons

Insurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	600	$90.3 million
High net worth individuals	16	$25.5 million
Charitable organizations	1	$262,245
Corporations or other businesses not listed above	4	$1.8 million