The Marshall Financial Group LLC
Registered investment adviser · Hunt Valley, MD · CRD #146362
Form ADV data as of 2026-09-01Regulatory assets
$735.6 million
Total accounts
2,667
Employees
18
Disclosure events
0
Firm details
- Website: http://www.marshallfinancialgroup.com
- Telephone: (410) 563-1190
- SEC file number: 801-117820
- Most recent Form ADV filing: 2026-04-08
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $712.6 million |
| Non-discretionary regulatory assets under management | $22.9 million |
| Total regulatory assets under management | $735.6 million |
| Discretionary accounts | 2,574 |
| Non-discretionary accounts | 93 |
| Total accounts | 2,667 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 18 |
| Employees performing investment advisory functions (including research) | 10 |
| Employees who are registered representatives of a broker-dealer | 2 |
| Employees registered as investment adviser representatives with a state | 10 |
| Employees registered as IARs for another investment adviser | 1 |
| Employees who are licensed insurance agents | 2 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $440,577 |
| Clients for whom the firm has custody | 1 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 1 |
How the firm is compensated
Advisory services offered
Other business activities
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 828 | $282.8 million |
| High net worth individuals | 166 | $389.3 million |
| Pension and profit sharing plans (not the participants or government plans) | 11 | $25.1 million |
| Charitable organizations | 3 | $11.9 million |
| Insurance companies | 5 | $20.6 million |
| Corporations or other businesses not listed above | 6 | $5.8 million |