Tiaa-cref Tuition Financing, Inc.
Registered investment adviser · New York, NY · CRD #108580
Form ADV data as of 2026-09-01Regulatory assets
$70.51 billion
Total accounts
9
Employees
65
Disclosure events
5
Firm details
- Website: https://www.tiaa.org/public/invest/financial-products/529-college-savings
- Telephone: 212-490-9000
- SEC file number: 801-56817
- Most recent Form ADV filing: 2026-06-16
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 2 disclosure questions answered Yes, covering 5 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Another regulator found a violation of investment-related regulations or statutes
- Another regulator entered an order in connection with investment-related activity (past 10 years)
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $0 |
| Non-discretionary regulatory assets under management | $70.51 billion |
| Total regulatory assets under management | $70.51 billion |
| Discretionary accounts | 0 |
| Non-discretionary accounts | 9 |
| Total accounts | 9 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 65 |
| Employees performing investment advisory functions (including research) | 5 |
| Employees who are registered representatives of a broker-dealer | 40 |
| Employees registered as investment adviser representatives with a state | 6 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 5 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
Client types
| Type of client | Clients | Assets |
|---|---|---|
| State or municipal government entities (including government pension plans) | 9 | $70.51 billion |