Tlg Advisors, Inc.

Registered investment adviser · Summit, NJ · CRD #111052

Form ADV data as of 2026-09-01

Regulatory assets

$2.30 billion

Total accounts

6,727

Employees

290

Disclosure events

Firm details

Website: https://www.linkedin.com/search/results/all/?fetchdeterministicclustersonly=true&heroentitykey=urn%3ali%3aorganization%3a1518512
Telephone: 888-371-0013
SEC file number: 801-60458
Most recent Form ADV filing: 2026-03-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 4 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes
Another regulator denied, suspended, or revoked a registration or restricted activity
A self-regulatory organization found a violation of its rules
A self-regulatory organization expelled, suspended, barred, or restricted the firm

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$1.79 billion
Non-discretionary regulatory assets under management	$504.5 million
Total regulatory assets under management	$2.30 billion
Discretionary accounts	5,202
Non-discretionary accounts	1,525
Total accounts	6,727
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	290
Employees performing investment advisory functions (including research)	155
Employees who are registered representatives of a broker-dealer	270
Employees registered as investment adviser representatives with a state	280
Employees registered as IARs for another investment adviser	4
Employees who are licensed insurance agents	260
Firms or persons who solicit advisory clients on the firm's behalf	4

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	0

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsOther

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Accountant or accounting firmLawyer or law firmInsurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another sales interest
Recommends brokers or dealers to clients
Receives soft dollar benefits
Compensates a non-employee for client referrals
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	4,717	$1.60 billion
High net worth individuals	301	$554.6 million
Pension and profit sharing plans (not the participants or government plans)	28	$47.5 million
Charitable organizations	8	$1.9 million
Corporations or other businesses not listed above	107	$88.2 million