Trajan Wealth, L.L.C.

Registered investment adviser · Scottsdale, AZ · CRD #158847

Form ADV data as of 2026-09-01

Regulatory assets

$2.60 billion

Total accounts

18,370

Employees

140

Disclosure events

Firm details

Website: https://www.youtube.com/@trajanwealth
Telephone: 480-990-3300
SEC file number: 801-100392
Most recent Form ADV filing: 2026-08-28
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$2.55 billion
Non-discretionary regulatory assets under management	$52.1 million
Total regulatory assets under management	$2.60 billion
Discretionary accounts	18,170
Non-discretionary accounts	200
Total accounts	18,370
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	140
Employees performing investment advisory functions (including research)	46
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	43
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	43
Firms or persons who solicit advisory clients on the firm's behalf	5

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementPerformance-based fees

Advisory services offered

Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters

Other business activities

Insurance broker or agent

Affiliated related persons

Accountant or accounting firmLawyer or law firmInsurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities in which it has another sales interest
Recommends brokers or dealers to clients
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	9,598	$1.70 billion
High net worth individuals	1,035	$906.3 million