Transamerica Retirement Advisors, LLC

Registered investment adviser · Cedar Rapids, IA · CRD #107319

Form ADV data as of 2026-09-01

Regulatory assets

$18.83 billion

Total accounts

212,722

Employees

398

Disclosure events

Firm details

Website: http://www.transamerica.com
Telephone: 866-368-0566
SEC file number: 801-42910
Most recent Form ADV filing: 2026-03-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 5 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a false statement or omission
SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$8.00 billion
Non-discretionary regulatory assets under management	$10.83 billion
Total regulatory assets under management	$18.83 billion
Discretionary accounts	141,576
Non-discretionary accounts	71,146
Total accounts	212,722
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	398
Employees performing investment advisory functions (including research)	173
Employees who are registered representatives of a broker-dealer	336
Employees registered as investment adviser representatives with a state	293
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	127
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	No
Client funds and securities held in a related person's custody	$16.71 billion
Clients for whom a related person has custody	193,435
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	Yes
Number of persons acting as qualified custodians for the firm's clients	3

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorTrust companyInsurance company or agencyReal estate broker or dealerSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	212,700	$17.45 billion
Pension and profit sharing plans (not the participants or government plans)	22	$1.38 billion