Triton Wealth Management, Pllc
Registered investment adviser · Sun City, AZ · CRD #291070
Form ADV data as of 2026-09-01Regulatory assets
$405.1 million
Total accounts
1,729
Employees
9
Disclosure events
0
Firm details
- Website: https://www.tritonwealthmanagement.com/
- Telephone: (623) 209-0850
- SEC file number: 801-114305
- Most recent Form ADV filing: 2026-07-09
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $405.1 million |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $405.1 million |
| Discretionary accounts | 1,729 |
| Non-discretionary accounts | 0 |
| Total accounts | 1,729 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 9 |
| Employees performing investment advisory functions (including research) | 9 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 9 |
| Employees registered as IARs for another investment adviser | 2 |
| Employees who are licensed insurance agents | 9 |
| Firms or persons who solicit advisory clients on the firm's behalf | 7 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | No |
| Client funds and securities held in the firm's custody | $348.0 million |
| Clients for whom the firm has custody | 731 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $15.7 million |
| Clients for whom a related person has custody | 3 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 1 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 706 | $149.6 million |
| High net worth individuals | 147 | $255.5 million |