Truist Advisory Services, Inc.

Registered investment adviser · Atlanta, GA · CRD #283390

Form ADV data as of 2026-09-01

Regulatory assets

$77.39 billion

Total accounts

129,307

Employees

2,461

Disclosure events

Firm details

Website: https://www.truist.com/wealth/tas-disclosure
Telephone: 800-874-4770
SEC file number: 801-107729
Most recent Form ADV filing: 2026-08-30
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 8 disclosure questions answered Yes, covering 48 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a false statement or omission
SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)
A self-regulatory organization found a violation of its rules
Currently subject to a regulatory proceeding that could result in a disclosure under 11.C., 11.D., or 11.E.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$62.78 billion
Non-discretionary regulatory assets under management	$14.61 billion
Total regulatory assets under management	$77.39 billion
Discretionary accounts	114,918
Non-discretionary accounts	14,389
Total accounts	129,307
Regulatory assets under management attributable to non-U.S. persons	$376.4 million

People

Total employees (excluding clerical)	2,461
Employees performing investment advisory functions (including research)	2,360
Employees who are registered representatives of a broker-dealer	2,001
Employees registered as investment adviser representatives with a state	1,985
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	1,706
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$9.17 billion
Clients for whom a related person has custody	24,469
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	Yes
Number of persons acting as qualified custodians for the firm's clients	4

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersOther

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Registered security-based swap dealerBanking or thrift institutionTrust companyInsurance company or agencySponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Brokers or dealers selected under 8.C.(3) are related persons
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	93,619	$23.06 billion
High net worth individuals	32,526	$47.62 billion
Banking or thrift institutions	5	$26.9 million
Pension and profit sharing plans (not the participants or government plans)	147	$39.6 million
Charitable organizations	75	$63.6 million
State or municipal government entities (including government pension plans)	6	$43.0 million
Corporations or other businesses not listed above	2,186	$5.49 billion
Other	743	$1.05 billion