Usi Advisors

Registered investment adviser · Glastonbury, CT · CRD #108113

Form ADV data as of 2026-09-01

Regulatory assets

$56.28 billion

Total accounts

1,355

Employees

Disclosure events

Firm details

Website: http://www.usiadvisorsinc.com/
Telephone: 860-633-5283
SEC file number: 801-56622
Most recent Form ADV filing: 2026-03-30
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$2.37 billion
Non-discretionary regulatory assets under management	$53.91 billion
Total regulatory assets under management	$56.28 billion
Discretionary accounts	134
Non-discretionary accounts	1,221
Total accounts	1,355
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	79
Employees performing investment advisory functions (including research)	48
Employees who are registered representatives of a broker-dealer	33
Employees registered as investment adviser representatives with a state	75
Employees registered as IARs for another investment adviser	6
Employees who are licensed insurance agents	38
Firms or persons who solicit advisory clients on the firm's behalf	2

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)Commissions

Advisory services offered

Portfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Other

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Insurance company or agencyPension consultant

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Banking or thrift institutions	20	$588.4 million
Investment companies	6	$1.58 billion
Business development companies	2	$2.3 million
Pension and profit sharing plans (not the participants or government plans)	845	$37.93 billion
Charitable organizations	71	$2.19 billion
State or municipal government entities (including government pension plans)	107	$3.24 billion
Insurance companies	5	$125.3 million
Sovereign wealth funds and foreign official institutions	Not reported	$32.5 million
Corporations or other businesses not listed above	297	$10.59 billion