Vectors Asset Management
Registered investment adviser · New York, NY · CRD #137772
Form ADV data as of 2026-09-01Regulatory assets
$1.01 billion
Total accounts
1,269
Employees
4
Disclosure events
0
Firm details
- Website: https://www.vectorsresearch.com
- Telephone: 212-431-0857
- SEC file number: 801-64986
- Most recent Form ADV filing: 2026-03-18
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $910.2 million |
| Non-discretionary regulatory assets under management | $98.8 million |
| Total regulatory assets under management | $1.01 billion |
| Discretionary accounts | 1,199 |
| Non-discretionary accounts | 70 |
| Total accounts | 1,269 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 4 |
| Employees performing investment advisory functions (including research) | 4 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 1 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 659 | $50.5 million |
| High net worth individuals | 164 | $436.1 million |
| Banking or thrift institutions | 1 | $88.9 million |
| Pension and profit sharing plans (not the participants or government plans) | 8 | $4.0 million |
| Charitable organizations | 6 | $5.0 million |
| State or municipal government entities (including government pension plans) | 2 | $253.4 million |
| Insurance companies | 6 | $122.0 million |
| Corporations or other businesses not listed above | 13 | $49.0 million |