Vestgen Investment Management

Registered investment adviser · Egg Harbor Twp., NJ · CRD #118851

Form ADV data as of 2026-09-01

Regulatory assets

$786.6 million

Total accounts

2,352

Employees

Disclosure events

Firm details

Website: http://www.vgimfunds.com/
Telephone: 609-601-1200
SEC file number: 801-60889
Most recent Form ADV filing: 2026-04-14
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$366.3 million
Non-discretionary regulatory assets under management	$420.3 million
Total regulatory assets under management	$786.6 million
Discretionary accounts	1,918
Non-discretionary accounts	434
Total accounts	2,352
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	21
Employees performing investment advisory functions (including research)	16
Employees who are registered representatives of a broker-dealer	4
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	1
Employees who are licensed insurance agents	1
Firms or persons who solicit advisory clients on the firm's behalf	55

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementHourly charges

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)

Other business activities

Registered representative of a broker-dealerInsurance broker or agent

Affiliated related persons

Other investment adviser (including financial planners)Insurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Recommends brokers or dealers to clients
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	1,670	$171.0 million
High net worth individuals	201	$121.6 million
Investment companies	1	$89.8 million
Pension and profit sharing plans (not the participants or government plans)	31	$7.9 million
Corporations or other businesses not listed above	22	$9.7 million
Other	438	$386.7 million