Voya Financial Advisors, Inc.

Registered investment adviser · Windsor, CT · CRD #2882

Form ADV data as of 2026-09-01

Regulatory assets

$3.87 billion

Total accounts

16,337

Employees

638

Disclosure events

Firm details

Website: https://www.linkedin.com/company/voya
Telephone: 1-800-356-2906
SEC file number: 801-46585
Most recent Form ADV filing: 2026-07-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 9 disclosure questions answered Yes, covering 25 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Charged with a felony (past 10 years)
SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)
A self-regulatory organization found a violation of its rules
Currently subject to a regulatory proceeding that could result in a disclosure under 11.C., 11.D., or 11.E.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$69.7 million
Non-discretionary regulatory assets under management	$3.80 billion
Total regulatory assets under management	$3.87 billion
Discretionary accounts	142
Non-discretionary accounts	16,195
Total accounts	16,337
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	638
Employees performing investment advisory functions (including research)	638
Employees who are registered representatives of a broker-dealer	638
Employees registered as investment adviser representatives with a state	638
Employees registered as IARs for another investment adviser	33
Employees who are licensed insurance agents	389
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$644.7 million
Clients for whom a related person has custody	2,516
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	Yes
Number of persons acting as qualified custodians for the firm's clients	2

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)Commissions

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops

Other business activities

Broker-dealer (registered or unregistered)Insurance broker or agent

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorBanking or thrift institutionTrust companyAccountant or accounting firmLawyer or law firmInsurance company or agencyPension consultantSponsor or syndicator of limited partnershipsSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys securities from or sells securities to advisory clients (principal transactions)
Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Receives soft dollar benefits
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	13,218	$2.26 billion
High net worth individuals	3,095	$1.60 billion
Charitable organizations	2	$538,585
Corporations or other businesses not listed above	21	$9.2 million