W&s Advisory Services, LLC

Registered investment adviser · Cincinnati, OH · CRD #334683

Form ADV data as of 2026-09-01

Regulatory assets

$5.3 million

Total accounts

6,689

Employees

Disclosure events

Firm details

Website: https://meetfabric.com/ugma-investment-account-for-kids
Telephone: 513-361-7600
SEC file number: 801-132082
Most recent Form ADV filing: 2026-05-07
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$5.3 million
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$5.3 million
Discretionary accounts	6,689
Non-discretionary accounts	0
Total accounts	6,689
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	9
Employees performing investment advisory functions (including research)	9
Employees who are registered representatives of a broker-dealer	9
Employees registered as investment adviser representatives with a state	9
Employees registered as IARs for another investment adviser	9
Employees who are licensed insurance agents	9
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

Fixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businesses

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorInsurance company or agencySponsor or syndicator of limited partnershipsSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Recommends brokers or dealers to clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	6,689	$5.3 million