Wellington Management Hong Kong Limited
Registered investment adviser · Central, Hong Kong · CRD #165208
Form ADV data as of 2026-09-01Regulatory assets
$14.15 billion
Total accounts
49
Employees
105
Disclosure events
3
Firm details
- Website: https://www.youtube.com/channel/uclxxqtybpcbn4doxh1on52w
- Telephone: 852-2846-6000
- SEC file number: 801-77319
- Most recent Form ADV filing: 2026-07-09
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 1 disclosure question answered Yes, covering 3 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Another regulator found a violation of investment-related regulations or statutes
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $11.99 billion |
| Non-discretionary regulatory assets under management | $2.16 billion |
| Total regulatory assets under management | $14.15 billion |
| Discretionary accounts | 43 |
| Non-discretionary accounts | 6 |
| Total accounts | 49 |
| Regulatory assets under management attributable to non-U.S. persons | $10.19 billion |
People
| Total employees (excluding clerical) | 105 |
| Employees performing investment advisory functions (including research) | 21 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $0 |
| Clients for whom the firm has custody | 0 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $1.91 billion |
| Clients for whom a related person has custody | 2 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | Yes |
| Number of persons acting as qualified custodians for the firm's clients | 17 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Banking or thrift institutions | 2 | $0 |
| Pooled investment vehicles (other than investment companies and BDCs) | 22 | $3.73 billion |
| Pension and profit sharing plans (not the participants or government plans) | 1 | $985.1 million |
| Charitable organizations | 2 | $126.1 million |
| Other investment advisers | 9 | $3.98 billion |
| Insurance companies | 3 | $731.3 million |
| Sovereign wealth funds and foreign official institutions | 9 | $4.54 billion |
| Corporations or other businesses not listed above | 1 | $58.1 million |