Werner Financial
Registered investment adviser · Indianapolis, IN · CRD #315220
Form ADV data as of 2026-09-01Regulatory assets
$152.4 million
Total accounts
1,262
Employees
5
Disclosure events
0
Firm details
- Website: https://www.wernerfinancial.com
- Telephone: 317-735-9202
- SEC file number: 801-132269
- Most recent Form ADV filing: 2026-01-12
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $151.6 million |
| Non-discretionary regulatory assets under management | $873,990 |
| Total regulatory assets under management | $152.4 million |
| Discretionary accounts | 1,250 |
| Non-discretionary accounts | 12 |
| Total accounts | 1,262 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 5 |
| Employees performing investment advisory functions (including research) | 2 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 2 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 2 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Other business activities
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 387 | $42.5 million |
| High net worth individuals | 85 | $85.1 million |
| Pension and profit sharing plans (not the participants or government plans) | 445 | $14.9 million |
| Charitable organizations | Not reported | $1.8 million |
| Other investment advisers | Not reported | $42,960 |
| Corporations or other businesses not listed above | 12 | $1.6 million |
| Other | 26 | $6.4 million |