Wyser-pratte Management Co., Inc.

Registered investment adviser · Bedford Hills, NY · CRD #106399

Form ADV data as of 2026-09-01

Regulatory assets

$58.6 million

Total accounts

Employees

Disclosure events

Firm details

Telephone: 914 234 4930
SEC file number: 801-42253
Most recent Form ADV filing: 2026-03-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 9 disclosure questions answered Yes, covering 12 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC found the firm caused a business to lose or have its authorization restricted
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Another regulator found a violation of investment-related regulations or statutes
A self-regulatory organization found a violation of its rules
A self-regulatory organization found the firm caused a business to lose or have its authorization restricted
A self-regulatory organization expelled, suspended, barred, or restricted the firm
A court found involvement in a violation of investment-related statutes or regulations

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$58.6 million
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$58.6 million
Discretionary accounts	3
Non-discretionary accounts	0
Total accounts	3
Regulatory assets under management attributable to non-U.S. persons	$32.1 million

People

Total employees (excluding clerical)	2
Employees performing investment advisory functions (including research)	1
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under management

Advisory services offered

Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients

Affiliated related persons

Sponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Receives soft dollar benefits

Client types

Type of client	Clients	Assets
Pooled investment vehicles (other than investment companies and BDCs)	2	$32.1 million
Corporations or other businesses not listed above	1	$26.6 million