Xa Investments
Registered investment adviser · Chicago, IL · CRD #284005
Form ADV data as of 2026-09-01Regulatory assets
$865.6 million
Total accounts
3
Employees
15
Disclosure events
0
Firm details
- Website: http://xainvestments.com/
- Telephone: 312-374-6930
- SEC file number: 801-110653
- Most recent Form ADV filing: 2026-03-17
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $865.6 million |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $865.6 million |
| Discretionary accounts | 3 |
| Non-discretionary accounts | 0 |
| Total accounts | 3 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 15 |
| Employees performing investment advisory functions (including research) | 13 |
| Employees who are registered representatives of a broker-dealer | 12 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Investment companies | 3 | $865.6 million |