Yhb Investment Advisors Inc
Registered investment adviser · West Hartford, CT · CRD #105434
Form ADV data as of 2026-09-01Regulatory assets
$2.28 billion
Total accounts
3,074
Employees
30
Disclosure events
0
Firm details
- Website: https://www.yhbia.com/
- Telephone: 860-561-7050
- SEC file number: 801-35916
- Most recent Form ADV filing: 2026-03-18
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $2.28 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $2.28 billion |
| Discretionary accounts | 3,074 |
| Non-discretionary accounts | 0 |
| Total accounts | 3,074 |
| Regulatory assets under management attributable to non-U.S. persons | $11.7 million |
People
| Total employees (excluding clerical) | 30 |
| Employees performing investment advisory functions (including research) | 20 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 20 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 1 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | No |
| Client funds and securities held in a related person's custody | $969.4 million |
| Clients for whom a related person has custody | 509 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 8 |
How the firm is compensated
Advisory services offered
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 732 | $251.7 million |
| High net worth individuals | 360 | $1.69 billion |
| Pension and profit sharing plans (not the participants or government plans) | 9 | $109.1 million |
| Charitable organizations | 66 | $46.4 million |
| Corporations or other businesses not listed above | 15 | $182.3 million |