Adviser Record

Investment advisers in Raleigh, NC

57 SEC-registered firms with a main office here.

Form ADV data as of 2026-09-01

All advisers in NC

FirmAssetsEmployeesDisclosures
Captrust$1.24 trillion1,8410
Qhp Capital, L.P.$4.57 billion250
Plexus Capital$3.77 billion500
Guardian Wealth Advisors, LLC$2.74 billion503
First Citizens Investor Services, Inc.$2.63 billion3525
Capital Investment Advisory Services, LLC$2.39 billion912
Tiverton Advisors, LLC$2.14 billion410
Halifax Investment Management, L.L.C.$1.90 billion180
Financial Symmetry Inc.$1.54 billion350
Triangle Wealth Management$1.29 billion140
Founders Financial Alliance, LLC$1.19 billion310
Cardinal Capital Management Inc$1.03 billion40
Capital Investment Counsel Inc$1.02 billion110
Shah Capital Management$768.0 million40
Ifc Core Investment Management LLC$742.4 million440
Cordgrass Capital Advisors, LLC$729.9 million80
Tradewinds, LLC$659.4 million120
Collegiate Capital Management, Inc.$653.0 million80
Capital Advisers, Inc.$620.0 million50
Fortress Private Ledger, LLC$584.0 million220
Physicians Financial Services, Inc.$482.3 million60
Townsend Asset Management Corp.$479.6 million70
Sharpvue Capital, LLC$465.2 million90
First Citizens Asset Management, Inc$465.1 million585
Pursuit Wealth Strategies, LLC$457.5 million70
Advisorstrust Partners LLC$435.3 million60
Armor Investment Advisors, LLC$356.0 million60
Hcg Fund Management LP$347.3 million110
Lewis Financial Management, LLC$338.7 million20
Lifeplan Group$326.0 million90
First Financial Group$317.0 million40
First Oak Wealth Management, LLC$316.2 million32
Beacon Financial Strategies Corp.$309.4 million70
Beacon Wealthcare LLC$308.3 million60
Peace of Mind Wealth Management$283.3 million180
Modern Capital Advisors, LLC$254.8 million193
Bd Investment Partners, LLC$223.7 million90
Charter Wealth Management$195.6 million40
Ridgeline Wealth Advisors, LLC.$189.0 million70
Broad Reach Capital LLC$180.5 million40
Hollingsworth Avent Averre & Purvis, Pa$177.4 million30
Advisorengine Portfolio Solutions Inc.$176.4 million10
Ark Royal Wealth Management LLC$169.3 million40
The Wealth Group, Ltd$160.2 million80
Pendleton Financial Wealth Management$160.0 million40
Aim Advisors, LLC$158.2 million50
Sound Financial Management, Inc.$134.1 million20
Tolley Financial Group, LLC$121.9 million10
Trg Capital Management, Inc.$118.2 million50
Hatteras Investment Partners, LP$114.8 million91
Evergreen Wealth Advisors$112.5 million180
Reh Wealth Advisors LLC$110.5 million10
White Oak Wealth Partners$110.5 million20
Eqv Advisory, LLC$106.8 million60
Olde Raleigh Financial Group$070
Findicia, Inc.$010
Ifc Investment Management, LLC$0440