Adviser Record

Investment advisers in AZ

209 SEC-registered firms · $507.61 billion in regulatory assets · 26 reporting a disciplinary disclosure.

Form ADV data as of 2026-09-01

Cities

All firms

FirmCityAssetsDisclosures
17 Capital Partners, LLCPhoenix$246.4 million0
345 Investment Advisory, LLCScottsdale$00
3roots Wealth Partners LLCScottsdale$92.6 million0
Able Financial Group, LLCScottsdale$732.9 million0
Accordant Investments LLCScottsdale$186.4 million0
Acrylic Financial, Inc.Fountain Hills$73.5 million1
Acute Investment AdvisoryMesa$238.4 million0
Aim CapitalScottsdale$309.3 million0
Aio Financial, LLCTucson$199.2 million1
Alamos Capital, LLCTucson$1.0 million2
Alkeme Investments LLCScottsdale$00
Allen Financial PartnersPrescott$00
Allied Portfolio Management, Inc.Tucson$240.2 million0
Alpha FiduciaryScottsdale$114.0 million0
Alphatrust AdvisorsPhoenix$00
Amplify Financial, LLCScottsdale$230.7 million0
Arbor Wealth Management, LLCTempe$138.1 million0
Arcwood Financial, LLCPhoenix$186.6 million0
Arq Wealth Advisors, LLCScottsdale$1.21 billion0
Ascent Capital Partners, LLCScottsdale$172.0 million0
Ashton Thomas Private WealthScottsdale$6.01 billion3
Asset Growth Solutions, LLCScottsdale$702.7 million0
Asterozoa ManagementPhoenix$103.9 million0
Attessa Capital LLCTucson$343.5 million0
Awm Capital, LLCPhoenix$1.49 billion1
Babb Wealth Advisors LLCFlagstaff$209.4 million0
Balbec Capital Management LPScottsdale$7.99 billion0
Balboa Wealth Partners, Inc.Scottsdale$1.07 billion0
Baseline Partners LLCMesa$75.3 million1
Bayntree Wealth Advisors, LLCScottsdale$241.1 million0
Bili FinanceTucson$00
Biltmore Wealth Management, LLCTempe$439.6 million0
Blakely Walters Wealth ManagementScottsdale$173.7 million0
Bledsoe Asset Management, LLCPhoenix$189.0 million0
Bradley Wealth LLCScottsdale$196.7 million0
Bridgelight Capital LLCScottsdale$136.4 million0
Bridgeport Financial SolutionsPhoenix$1.05 billion0
Brookwood Investment GroupPhoenix$1.25 billion0
Buttonwood Capital Management (Bcm)Scottsdale$380.8 million0
C2c Wealth Management, LLCScottsdale$179.8 million0
Cambridge Financial Group, LLCTucson$645.8 million0
Capital Wealth Alliance, LLCScottsdale$300.3 million0
Capital West Partners, LLCTucson$300.0 million0
Claremont Capital Management, LLCPhoenix$843.9 million0
Clarity Wealth Management, L.L.C.Gilbert$236.8 million0
Clarus Wealth Advisors, LLCPeoria$305.2 million0
Cole Wealth Management, LLCScottsdale$181.1 million0
Corepath Wealth Partners LLCScottsdale$261.2 million0
Csp Financial Group LLCScottsdale$119.2 million0
Curafin AdvisorsPhoenix$748.4 million0
Davis Selected Advisers LPTucson$30.12 billion1
Decisionpoint Financial, LLCMesa$1.22 billion0
Degreen Private Wealth, LLCScottsdale$132.8 million0
Dew Wealth ManagementScottsdale$464.7 million1
DynamicPhoenix$5.64 billion0
Dynamic Wealth AdvisorsSurprise$193.3 million0
Eaton-cambridge Inc.Phoenix$480.7 million0
Embark Wealth Management, LLCTempe$57.4 million0
Ensign Advisory Partners LLCGilbert$101.0 million0
Estancia Capital Management, LLCScottsdale$908.0 million0
Exeter Financial, LLCScottsdale$420.2 million0
Faith Investor ServicesScottsdale$279.7 million0
Family Office Investment Advisory LLCScottsdale$00
Farnam FinancialPhoenix$161.4 million0
Financial Directions LLCTucson$737.8 million0
Financial Life PlannersTempe$208.4 million0
Financial Planning First, LLCTuscon$113.9 million1
Foothills Advisors, LLCCave Creek$142.1 million0
Form Prosperity Wealth Advisors, LLCChandler$119.0 million0
Fortitude Family OfficeScottsdale$1.00 billion0
Fortress Financial Solutions, LLCTucson$142.0 million0
Foundations Investment Advisors LLCPhoenix$10.10 billion9
Galvin, Gaustad & Stein, LLCScottsdale$1.35 billion0
Gi PartnersScottsdale$35.74 billion0
Global Strategic Nextgen OcioScottsdale$1.61 billion0
Gordian Advisors, LLCTucson$265.2 million0
Gps InvestmentsScottsdale$127.7 million0
Gr Financial Group, LLCTucson$1.05 billion0
Graystone Partners Wealth Management, LLCTempe$297.3 million0
Greenberg Financial GroupTucson$406.9 million0
Harding Wealth, Inc.Tempe$212.6 million0
Harmony Asset Management LLCScottsdale$462.5 million1
Haws Financial Planning LLCSierra Vista$105.0 million0
Heffernan Advisory, Inc.Flagstaff$409.6 million0
Heritage Family Offices, LLPScottsdale$423.3 million0
Hillspring Financial, Inc.Surprise$186.0 million0
Idx AdvisorsScottsdale$128.1 million0
Immaculate Wealth Management, LLCMesa$140.8 million4
Indigo Partners LLCScottsdale$1.66 billion0
Intelligent CapitalworksScottsdale$376.6 million0
Interwealth Management, LLCScottsdale$298.0 million0
Intrinsic Value Partners, LLCPhoenix$220.6 million0
Intrinsic Wealth Counsel, Inc.Tempe$344.7 million0
Invicta Financial GroupYuma$371.1 million2
Ironwood Financial, LLCTucson$662.5 million0
Ironwood Investment Counsel, LLCScottsdale$1.76 billion0
Ironwood Wealth Management, LLCChandler$607.7 million0
Johnson Financial AdvisorsTempe$301.0 million0
Juncture Wealth Strategies, LLCScottsdale$473.6 million0
Key Group Management, Inc.Fountain Hills$303.8 million0
Kingdom Financial Group, LLCPeoria$520.9 million2
L. Roy Papp & Associates, LLPPhoenix$1.62 billion0
Lane Brothers Investment CounselPrescott$240.1 million0
Legacy Cornerstone Wealth LLCPeoria$22.4 million0
Levin Funding Group LLCTucson$215.4 million0
Lgm Capital Management LLCPhoenix$14.9 million0
Lilliano Capital Management LLCPhoenix$167.9 million0
Luminescent Wealth Management, Inc.Scottsdale$127.4 million0
Luminvest Wealth Management LLCScottsdale$398.0 million0
Martinsen Wealth ManagementTempe$143.2 million0
Mathis Wealth ManagementPhoenix$212.8 million0
Meixler Investment Management, Ltd.Show Low$228.4 million0
Miller Wealth ManagementGilbert$00
Msh Capital Advisors LLCScottsdale$1.35 billion0
Mulholland Wealth Advisors, LLCScottsdale$611.7 million0
Nerdwallet AdvisoryScottsdale$00
Next Up Wealth Advisors, LLCScottsdale$100.2 million0
Northrim Adviser, LLCMesa$556.0 million0
Nova Financial ServicesTucson$469.4 million0
Nrg Wealth ManagementOro Valley$242.0 million0
Numerixs Investment Technologies IncChandler$400.0 million0
O'connor Capital Advisory, LLCScottsdale$112.1 million0
One Wealth Capital Management, LLCScottsdale$306.8 million1
Optima Capital ManagementTempe$150.3 million1
Osaic Wealth, Inc.Scottsdale$234.86 billion13
Pfg AdvisorsPhoenix$3.26 billion0
Pinnacle Peak Private Client Group, LLCScottsdale$481.1 million0
Pravati Capital LLCScottsdale$173.7 million0
Preston InvestmentsKingman$197.7 million0
Profocus IncorporatedPhoenix$156.5 million0
Prosper Private WealthMesa$150.8 million0
Public Safety Financial/gallowayMesa$17.9 million0
R.H. Investment Group, LLCScottsdale$238.5 million0
Rbg Capital LLCScottsdale$00
Redeem Wealth ManagementGilbert$118.6 million0
Redwood Investment Management, LLC.Scottsdale$2.47 billion0
Releve Financial GroupScottsdale$255.6 million0
Resq Investment Partners, LLCScottsdale$65.8 million0
Ridgeline Private WealthMesa$172.8 million0
Rovin CapitalMesa$917.3 million0
Rra CapitalPhoenix$663.3 million0
Sage Financial Advisors Inc.Scottsdale$270.3 million0
Saratoga Capital Management, LLCAvondale$138.8 million0
Schulz Financial GroupTucson$114.9 million0
Scottsdale Wealth Planning, Inc.Scottsdale$171.5 million5
Secure Investment Management, LLCTucson$42.9 million1
Sem Wealth ManagementTucson$933.5 million0
Sensible Money, LLCScottsdale$742.5 million0
Seros Wealth PartnersGilbert$359.2 million0
Sharpepoint, LLCPhoenix$222.8 million0
Sierra Legacy GroupScottsdale$152.7 million0
Sl CapitalScottsdale$230.3 million3
Smead Capital Management, Inc.Phoenix$5.52 billion0
Social Leverage Advisors, LLCScottsdale$443.7 million0
Southwest Investment Advisors, Inc.Tucson$386.9 million0
Sovereign Investment Advisors LLCPhoenix$3.31 billion0
Spahn Wealth & Retirement LLCScottsdale$181.4 million0
Spirit West Advisors, LLCScottsdale$111.1 million0
Stableford Capital LLCScottsdale$305.3 million0
Standpoint Asset Management, LLCScottsdale$771.1 million0
Sterling Investment Management, LLCTucson$409.2 million0
Stoker Ostler, a Part of Bmo Financial GroupScottsdale$3.67 billion2
Stonecrest Wealth Management, IncChandler$375.8 million0
Strategic Income Group LLCChandler$362.4 million0
Strategy Financial GroupPhoenix$366.7 million0
Suttle Crossland Wealth Advisors, LLCScottsdale$101.1 million0
SvvyPhoenix$00
Tandem Wealth AdvisorsPhoenix$261.5 million0
Taurum Retirement Partners, LLCMesa$155.9 million0
Taylor Frigon Capital Management LLCScottsdale$232.6 million0
Taylor Frigon Family Office, LLCScottsdale$20.0 million0
Tci Wealth Advisors, Inc.Tucson$5.37 billion0
Templeton Financial Services Inc.Chandler$441.8 million0
Tfo Family Office PartnersPhoenix$5.04 billion0
Titan Capital ManagementScottsdale$84.2 million0
Total Investment Management, Inc.Scottsdale$1.35 billion0
Trajan Wealth, L.L.C.Scottsdale$2.60 billion0
Treasure Investment Management, LLCScottsdale$252.7 million0
Treiberg Wealth ManagementTucson$325.1 million0
Trek FinancialScottsdale$2.82 billion0
Tribeca Financial, LLCMesa$248.3 million0
Trinity Capital Adviser LLCPhoenix$157.6 million0
Triton Wealth Management, PllcSun City$405.1 million0
Trivera Wealth Management, LLCTucson$00
Union Capital CompanyTucson$150.0 million3
United Planners' Financial Services of America a Limited PartnerScottsdale$12.77 billion4
Unstoppable AssetPhoenix$00
Versant Capital Management, Inc.Phoenix$1.81 billion0
Verus Capital Partners, LLCScottsdale$2.29 billion5
Vestpointe Wealth Management, LLCScottsdale$165.8 million0
Vigilare Wealth Management LLCScottsdale$330.9 million0
Vision2020 Wealth Management Corp.Scottsdale$00
Vora Wealth Management, PllcFlagstaff$74.8 million1
Voya Investments, LLCScottsdale$59.48 billion4
Wall Capital Group, Inc.Phoenix$294.7 million0
Watts Gwilliam & Company, LLCGilbert$1.03 billion0
Wealth Engineering, LLCScottsdale$171.0 million0
Wealth Management Partners, LLCTucson$793.5 million0
Wealth Management SolutionsScottsdale$172.6 million0
Westmark Wealth ManagementPhoenix$195.4 million0
Wilkinson Wealth Management, LLCTucson$164.7 million0
Windsor Capital Management, LLCPhoenix$703.4 million0
Wisdom Wealth Investment Advisors LLCPhoenix$138.8 million0
Wise Wealth Partners, LLCPhoenix$153.5 million0
Wj Wealth ManagementGlendale$261.5 million0
Wlth Capital Management, LLCChandler$229.8 million0
Wt Wealth Management, LLCScottsdale$419.1 million0
Xcellerant Ventures, LLCScottsdale$26.0 million0
Zenith Wealth AdvisorsScottsdale$328.3 million0